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Australian FX Dealing+MIS AFSL

This license authorises the licensee to carry on a financial services business to:

(a) provide general financial product advice only, for
the following classes of financial products:
(i) interests in managed investment schemes limited
to:
(A) own managed investment scheme only;


(b) deal in a financial product by:

(i) issuing, applying for, acquiring, varying or
disposing of a financial product in respect of
the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes
limited to:
(1) own managed investment scheme only; and

(ii) applying for, acquiring, varying or disposing
of a financial product on behalf of another
person in respect of the following classes of
products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit
products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or
proposed to be issued by a government;
(E) interests in managed investment schemes
excluding investor directed portfolio
services; and
(F) securities; and
(c) provide the following custodial or depository
services:
(i) operate custodial or depository services other
than investor directed portfolio services;


to wholesale clients.