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Australian FX Dealing AFSL

This license authorises the licensee to carry on a financial services business to:

(a) provide general financial product advice for the following classes of financial products:

  1. deposit and payment products limited to :
    (A) basic deposit products;
  2. derivatives;
  3. foreign exchange contracts;
  4. debentures, stocks or bonds issued or proposed to be issued by a government;
  5. interests in managed investment schemes excluding investor directed portfolio services;
    and
  6. securities; and

(b) deal in a financial product by:

  1. applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
    (A) deposit and payment products limited to:
    (1) basic deposit products;
    (B) derivatives;
    (C) foreign exchange contracts;
    (D) debentures, stocks or bonds issued or proposed to be issued by a government;
    (E) interests in managed investment schemes excluding investor directed portfolio services; and
    (F) securities;
    to retail and wholesale clients.